Compliance Manager

We are recruiting a Compliance Manager to join our team located in London.\n\nJOB SUMMARY \nOversees the work of compliance staff and participates in the work activities related to audits, policies and procedures, and other projects as determined. Responsible for performing and coordinating the completion of annual department audits/reviews, maintains statistics, historical stats and trends and provides a summary of results to upper management. Ensures applicable department policy & procedure manual and forms are maintained and current.\n \nESSENTIAL DUTIES AND RESPONSIBILITIES \n\nPerforms annual audits/reviews to ensure compliance with internal policy and procedures and external control certifications.\nManages the work of Compliance staff responsible for internal audit/reviews, Service Organization Control requirements, and department policies and procedures.

Responsible for training, development, and performance evaluations of direct reports.\nMonitors/creates audit templates, audit calendar and progress, and assigns resources ensuring timely delivery of audit results to department leadership.\nMaintains departmental policies & procedures manual and forms. Reviews and approves updates prepared by staff to ensure accuracy and completeness.\nDrafts communication updates of policy changes and results of reviews for distribution to all department employees.\nCoordinates annual Service Organization Control document requests, ensuring they are delivered to auditors in an organized, complete and timely manner.\nActs as a Compliance resource for process improvement projects and teams on matters related to department policies and procedures.\n \nSUPERVISORY RESPONSIBILITIES \n\nProvides formal supervision to individual employees within single functional or operational area.\nRecommends staff recruitment, selection, promotion, advancement, corrective action and termination.\nPlans and monitors appropriate staffing levels and utilization of labour, including overtime.\nPrepares and delivers performance appraisal for staff.\nMentors and coaches team members to further develop competencies.\nLeads by example and models behaviours that are consistent with the company's values